Business Continuity Plan Summary
Form CRS - Customer Relationship Summary
Digital Asset Securities Risk Disclosure
FINRA Public Risk Disclosure Program
ProATS FORM CRSCUSTOMER RELATIONSHIP SUMMARY Updated June 10, 2026Introduction.
Prometheum Capital LLC ("ProCap") is registered with the SEC as a broker-dealer and is a FINRA member. Brokerage and investment advisory services and fees differ — it is important to understand those differences. Free tools to research firms and professionals are available at www.investor.gov/CRS.
What investment services and advice can you provide me?ProCap is a broker-dealer providing retail and institutional customers access to deposit and withdraw cash and Crypto Asset Securities. ProCap provides execution, clearing, settlement, and custody services for Crypto Asset Securities. ProCap does not offer investment advice, recommendations, or strategies, and does not monitor account performance except for its own risk management purposes. All transactions are unsolicited and customer-directed. For more information, visit www.prometheum.com.
Conversation starters:- "Given my financial situation, should I choose a broker-dealer to custody my Crypto Asset Securities?"
- "What is the difference between a broker-dealer and an investment adviser?"
- "What Crypto Asset Securities can I custody with ProCap?"
What fees will I pay?ProCap charges custody fees for Crypto Asset Securities and fees in connection with cash and Crypto Asset Security deposits and withdrawals. Fees may also be charged when buying or selling crypto assets. All fees are set forth in the Fee Schedule provided at account opening.You will pay fees and costs whether you make or lose money on your investments, and those costs will reduce your returns over time. If you access ProCap through an introducing broker-dealer, that firm may charge additional fees for which you are responsible.
Conversation starters:- "How much will I be charged for custody or trading through ProCap?"
- "What are all the fees and costs I will pay, directly or indirectly?"
What are your legal obligations to me? How else does your firm make money and what conflicts of interest do you have?When providing brokerage services, we must act in your best interest and not put our interests ahead of yours. The way we make money creates some conflicts you should understand, as they can affect our services. ProCap does not make recommendations on whether to buy, sell, or hold Crypto Asset Securities, account types, or investment strategies. The Care Obligation under Reg BI is therefore not triggered in the ordinary course of our business, though our Disclosure and Conflict of Interest obligations apply.
How ProCap makes money:ProCap earns revenue through custody fees and transaction fees for clearing, settlement, and custody of Crypto Asset Securities.
Conflicts of Interest:Prometheum Inc., ProCap's parent, and its affiliates have a significant interest in the growth of Crypto Asset Securities trading and custody. ProCap's affiliates include Prometheum Ember ATS, Inc. ("ProATS"), which operates an alternative trading system, and ProFinancial, Inc., a registered broker-dealer focusing on crypto asset securities issuance. Because ProCap earns fees from activity that may originate through these affiliates, it has an economic interest in activity on those platforms. Neither ProATS nor ProFinancial provides recommendations or investment advice.
ProCap maintains policies and procedures to identify, mitigate, and disclose conflicts. Full disclosures are available at www.prometheum.com/disclosures.
Conversation starters:- "How might your conflicts of interest affect me, and how will you address them?"
- "How do your affiliated entities — ProATS and ProFinancial — affect the services you provide to me?"
How do your financial professionals make money?ProCap professionals receive salaries and discretionary bonuses based on job responsibilities and performance — not commissions or compensation tied to customer trading activity. No compensation arrangement incentivizes recommending specific Crypto Asset Securities or transactions.
Do you or your financial professionals have legal or disciplinary history?No. Visit www.investor.gov/CRS or brokercheck.finra.org/firm/summary/312784 to research ProCap and its professionals.
Conversation starter:- "As a broker-dealer, do you have any disciplinary history? For what type of conduct?"
Additional InformationContact us at customersupport@procustody.com | (212) 333-3316 | 29 Broadway, 12th Floor, New York, NY 10006 | www.prometheum.com
If introduced to ProCap through an introducing broker-dealer, you may also direct concerns to that firm. ProCap does not provide investment advisory services.
ProCap is a registered broker-dealer. Registration does not imply a certain level of skill or training. This document is a summary — additional information is available at www.prometheum.com.
Disclaimer: The information contained herein is provided for informational purposes only and should not be construed as a recommendation to buy, sell, or hold any crypto assets, including cryptocurrency tokens, tokenized securities, or digitally-native securities. Crypto assets may not be suitable for all investors. Investors should note that investing or trading in crypto assets could involve substantial risks, including no guarantee of returns, costs associated with selling and purchasing, and no assurance of liquidity, which could impact their price and the investor's ability to sell, and possible loss of principal invested. There is always the potential of losing part or all of your money when you invest in crypto assets.
Not SIPC or FDIC insured. For further risk disclosure information see Digital Securities Risk Disclosure, and Regulatory Considerations sections in Disclosures.
Research our firm with FINRA's BrokerCheck.
29 Broadway, Suite 1100
New York, NY 10006
