Prometheum was founded in 2017 on a bold belief

The U.S. federal securities laws provide the most tried and true regulatory framework to unlock the potential of digital assets. Formed by a team of securities lawyers, blockchain visionaries, and financial services veterans, we built our platform specifically to comply with SEC regulations and FINRA rules, prioritizing investor protection and driving progress in the digital asset industry.

Our mission

We believe blockchain technology unlocks valuable benefits for financial markets.

Our mission is to modernize capital markets by integrating blockchain technology into existing financial infrastructure, enabling seamless access to digital markets. Through our comprehensive platform—encompassing capital formation, issuance, trading, custody, settlement, and clearing—we support the full lifecycle of blockchain-based securities. This integration empowers institutions and individuals to engage with the next generation of securities products, fostering a more efficient, transparent, and accessible financial ecosystem.

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Prometheum & our subsidiaries

Visit our Resource page to read our blog, view educational materials and more.

Our executive team

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Martin H. Kaplan

Chairman

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Ben Kaplan

Co-CEO

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Aaron Kaplan

Co-CEO

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Gareth Jenkins

Chief Technology Officer

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Rosemarie Fanelli

Chief Regulatory Officer, Prometheum Inc. and Chief Operating Officer, ProCap

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Randy Sofferman

Chief Financial Officer

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David Hunt

Chief Operations Officer, Prometheum ATS

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John Tornatore

Head of Business Development

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Joseph J, Owens

Chief Operations Officer, Prometheum Capital

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Jarred Beckerman

Principal Financial Officer, Prometheum Capital and Principal Financial Officer, Prometheum ATS

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Joseph Zangri

Chief Compliance Officer

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Footnote

* "Qualified custodian" is defined by the SEC in Rule 206(4)-2 under the Investment Advisers Act of 1940 to include "A broker-dealer registered under section 15(b)(1) of the Securities Exchange Act of 1934, holding the client assets in customer accounts."