The U.S. federal securities laws provide the most tried and true regulatory framework to unlock the potential of digital assets. Formed by a team of securities lawyers, blockchain visionaries, and financial services veterans, we built our platform specifically to comply with SEC regulations and FINRA rules, prioritizing investor protection and driving progress in the digital asset industry.
We believe blockchain technology unlocks valuable benefits for financial markets.
Our mission is to modernize capital markets by integrating blockchain technology into existing financial infrastructure, enabling seamless access to digital markets. Through our comprehensive platform—encompassing capital formation, issuance, trading, custody, settlement, and clearing—we support the full lifecycle of blockchain-based securities. This integration empowers institutions and individuals to engage with the next generation of securities products, fostering a more efficient, transparent, and accessible financial ecosystem.
Prometheum, through its network of subsidiaries, provides market infrastructure for blockchain-based securities. By aligning the benefits of blockchain technology with the investor protection standards of federal securities laws, Prometheum supports the full lifecycle of these assets—from issuance (ProFin) and trading (ProATS) to custody and post-trade services (ProCap).
SEC-registered transfer agent for on- and off-chain shareholder recording and the execution of corporate actions including dividend distributions and governance processes.
FINRA member and SEC-registered broker-dealer authorized to conduct primary sales and issuance of equity, debt, mutual funds, and other securities products.
Prometheum ATS, a FINRA member and SEC-registered broker-dealer, provides blockchain securities trading to customers through an alternative trading system.
Prometheum Capital is a “Qualified Custodian”* and the first FINRA member and SEC-registered broker-dealer operating as a special purpose broker-dealer (SPBD) allowing for the custody of blockchain securities.
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Chairman
Co-CEO
Co-CEO
Chief Technology Officer
Chief Regulatory Officer, Prometheum Inc. and Chief Operating Officer, ProCap
Chief Financial Officer
Chief Operations Officer, Prometheum ATS
Head of Business Development
Chief Operations Officer, Prometheum Capital
Principal Financial Officer, Prometheum Capital and Principal Financial Officer, Prometheum ATS
Chief Compliance Officer
* "Qualified custodian" is defined by the SEC in Rule 206(4)-2 under the Investment Advisers Act of 1940 to include "A broker-dealer registered under section 15(b)(1) of the Securities Exchange Act of 1934, holding the client assets in customer accounts."
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Digital asset securities may not be suitable for all investors. Investors should note that investing or trading in digital asset securities could involve substantial risks, including no guarantee of returns, costs associated with selling and purchasing, and no assurance of liquidity, which could impact their price and the investor's ability to sell, and possible loss of principal invested. There is always the potential of losing part or all of your money when you invest in digital asset securities.
Not SIPC or FDIC insured. For further risk disclosure information see Digital Asset Securities Risk Disclosure, and Regulatory Considerations sections in Disclosures.
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120 Wall Street, Floor 25
New York, NY 10005
