PEATS Chief Operating Officer
About the job

This is an opportunity to join a fast-growing fintech company with the potential to rebuild public markets. We are looking for an experienced and hands-on Chief Operating Officer to join our team.

Job Details - PEATS Chief Operating Officer

You will be responsible for overseeing day to day operations of Prometheum ATS.

Responsibilities
  • Oversee the day-to-day operations of PEATS including risk management, subscriber onboarding, trade processing and reporting, subscriber trade support, reconciliations, and month-end reporting.
  • Develops, implements, and monitors PEATS operational policies and procedures from subscriber onboarding until post-trade surveillance.
  • Partners with compliance, legal and technology to ensure that all operational processes and procedures meet or exceed regulatory requirements.
  • develops and Identifies operational opportunities, systems, controls, procedures for improvement.
  • Handles corporate actions, dividends, and Rule 144 stock procedures.
  • Assists with responses to FINRA and SEC requests.
Skills and Qualifications
  • Minimum 10 years of broker-dealer operations experience, including experience with an electronic trading system (ATS).
  • In-depth understanding of the financial services industry including financial technology, operational processing, custody and regulatory requirements
  • Demonstrated leadership ability along with a history of promoting process improvements
  • Bachelor’s Degree, Series 7 and 24 required.
  • Experience working in finance, specifically digital asset securities
  • A thorough knowledge of the U.S. and international securities markets
  • Sharp analytical skills including the ability to synthesize quantitative and qualitative data for decision making
  • Strong written and verbal communication skills